Pour une soutenance d'enquête, le secrétaire doit fournir la convocation, le rapport et les preuves au moins cinq jours ouvrés au préalable. La présence est obligatoire et la soutenance ne peut se tenir en l'absence de l'étudiant. L'organisation devrait avoir lieu dans les 20 jours ouvrés suivant le résultat de l'étape 1, à moins que des circonstances raisonnables ne l'empêchent. Les recours de l'étape 3 doivent être soumis dans les 10 jours ouvrés suivant la réception de la notification formelle. Les décisions sont normalement rendues dans les 20 jours ouvrés suivant la notification d'admissibilité, les recommandations étant soumises à la confirmation du jury d'examen.
Preuves originales et périmètre
Pour une soutenance d'enquête, le secrétaire doit fournir la convocation, le rapport et les preuves au moins cinq jours ouvrés au préalable. La présence est obligatoire et la soutenance ne peut se tenir en l'absence de l'étudiant. L'organisation devrait avoir lieu dans les 20 jours ouvrés suivant le résultat de l'étape 1, à moins que des circonstances raisonnables ne l'empêchent. Les recours de l'étape 3 doivent être soumis dans les 10 jours ouvrés suivant la réception de la notification formelle. Les décisions sont normalement rendues dans les 20 jours ouvrés suivant la notification d'admissibilité, les recommandations étant soumises à la confirmation du jury d'examen.
clm-ucl-genai-investigatory-viva-procedure-2026-27In cases where authorship is in question (normally allegations of Contract Cheating and Misuse of GenAI), the Department/Faculty will organise an Investigatory Viva and the Secretary will prepare the paperwork and invite the student to attend.
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Source officielle de l'université ↗3. The purpose of the Investigatory Viva is to establish the student’s authorship of the submitted work and make a decision on the case when it is Minor. For Major cases it is to determine whether there is prima facie evidence to support lack of authorship for further consideration at an Academic Misconduct Panel (via the Casework Team).
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Source officielle de l'université ↗4. The Secretary must provide the student with the following at least five working days before the scheduled Investigatory Viva:
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Source officielle de l'université ↗1. An invitation to the Investigatory Viva, outlining the date, time, and location.
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Source officielle de l'université ↗2. A completed Student Academic Misconduct Report Form.
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Source officielle de l'université ↗3. A copy of all documentary evidence relating to the case (i.e. the student’s submission).
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Source officielle de l'université ↗5. A student’s attendance at an Investigatory Viva is mandatory and cannot be conducted in their absence. Failure to attend will result in the actions under section 5 paragraph 16 and 17 being taken.
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Source officielle de l'université ↗6. An Investigatory Viva should be organised within 20 working days from the date of the Stage 1 outcome, unless there are reasonable circumstances that prevent this.
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Source officielle de l'université ↗7. The Investigatory Viva should be constituted as follows:
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Source officielle de l'université ↗1. Chair of the Board of Examiners owning the affected module, or appropriate nominee where there is a conflict of interest (acting as Chair).
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Source officielle de l'université ↗2. At least two other members of staff from the Department not directly involved in the teaching of the affected module(s).
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Source officielle de l'université ↗8. The quorum for the Investigatory Viva must be three including the Chair.
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Source officielle de l'université ↗9. Where deemed necessary, a Departmental Representative who is competent to assess the student’s knowledge and understanding of the work or the allegation may be invited to attend in an advisory capacity. The Departmental Representative may, at the discretion of the Chair, ask the student questions, but will not be involved in the panel’s decision making.
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Source officielle de l'université ↗10. A decision will be made by the Investigatory Viva after their private deliberations and decide one of the following outcomes:
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Source officielle de l'université ↗1. No Further Action
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Source officielle de l'université ↗2. To apply a penalty in line with Section 6 (where the allegation is Minor)
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Source officielle de l'université ↗3. To refer to an Academic Misconduct Panel via Casework (where the Investigatory Viva is investigating a Major case)
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Source officielle de l'université ↗11. The decision of the Investigatory Viva will be by majority vote, and in the case of a tie, the Chair of the Investigatory Viva will have the casting vote.
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Source officielle de l'université ↗12. The Secretary should record the rationale for the decision and for any penalty applied.
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Source officielle de l'université ↗13. The Secretary should inform the student of the Investigatory Viva decision within five working days and record this on the module minutes in Portico.
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Source officielle de l'université ↗14. Students may appeal an Investigatory Viva penalty under Section 7: Stage 3 (Appeal Review).
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Source officielle de l'université ↗15. For Major Cases being investigated at an Investigatory Viva, if prima facie evidence of lack of authorship is found to exist, the findings and all the relevant documentation must be forwarded to the Secretary of the Academic Misconduct Panel via the Casework Team for adjudication.
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Source officielle de l'université ↗16. Where a student fails to attend a Viva, they may be referred to the Mandatory Faculty Interview process for a meeting with the Faculty. The purpose of the meeting is to outline the importance of engagement with the Academic Misconduct process. Following this meeting, the student will be sent a new date, time, and location of the rescheduled Viva. Alternatively, where the allegation is Minor and the student accepts the allegation, the Department may apply a penalty in line with Section 6.
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Source officielle de l'université ↗17. Continued non-engagement with the Viva process may result in Suspension or Termination of Studies via the Mandatory Faculty Interview process.
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Source officielle de l'université ↗5. A student’s attendance at an Investigatory Viva is mandatory and cannot be conducted in their absence. Failure to attend will result in the actions under section 5 paragraph 16 and 17 being taken.
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Source officielle de l'université ↗6. An Investigatory Viva should be organised within 20 working days from the date of the Stage 1 outcome, unless there are reasonable circumstances that prevent this.
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Source officielle de l'université ↗4. The Secretary must provide the student with the following at least five working days before the scheduled Investigatory Viva:
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Source officielle de l'université ↗An Appeal Review is a paper-based review of the decision made at either Stage 1 or Stage 2. An appeal against an Academic Misconduct decision will only be heard if it is based on one or more of the following grounds:
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Source officielle de l'université ↗1. The decision or panel process was not conducted in accordance with the procedures.
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Source officielle de l'université ↗2. Fresh evidence has become available which was not available and could not reasonably be available for consideration during the decision or panel process.
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Source officielle de l'université ↗3. The judgement of misconduct was not reasonable given the circumstances of the case.
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Source officielle de l'université ↗4. The penalty will have a significant impact on the student given their specific circumstances (this applies to decisions that lead to non-progression or suspension/termination of studies).
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Source officielle de l'université ↗##### Student Submission and Eligibility
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Source officielle de l'université ↗2. Students must, within 10 working days of receiving formal notification of the decision, submit an appeal via the ‘UCL Student Academic Misconduct Procedure - Appeal Form†forms.office.com ’.
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Source officielle de l'université ↗3. The Casework Team will conduct an eligibility review of the request. If it is determined that the request review does not fall within the grounds for review and/or does not meet the on-time criterion of 10 working days, the Casework Team will notify the student that the review request will not be taken forward. This means that a case will not progress to considerations at Stage 3 and a Completion of Procedures Letter will be issued.
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Source officielle de l'université ↗##### Consideration of Appeal Review
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Source officielle de l'université ↗4. If it is determined that the request review falls within the grounds for review, the case will be allocated to a member of the Casework Team, who is normally a Senior Casework Officer, for consideration.
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Source officielle de l'université ↗5. The paper-based review will be considered on the basis of the student’s written statement and supporting evidence.
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Source officielle de l'université ↗##### Appeal Review Outcome
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Source officielle de l'université ↗6. Following the investigation, the Stage 3 Appeal Review may be upheld, partially upheld or not upheld. This decision will normally be issued within 20 working days of the student having been informed that the case is eligible for review.
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Source officielle de l'université ↗7. If any aspect of the Stage 3 Appeal Review has been found upheld in full or in parts, then the outcome letter will make recommendations for what UCL will do to put things right. This decision may not be in line with the desired outcome as requested by the student. Recommendations by the Casework Team are subject to confirmation from the relevant Exam Board or equivalent academic body before implementation.
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Source officielle de l'université ↗8. Where a review request is not upheld, then the outcome letter will explain how that decision has been reached.
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Source officielle de l'université ↗9. If an appeal outcome leads to a necessary revision in a student’s certificate or transcript, the student must return any originals before updated versions can be issued.
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Source officielle de l'université ↗10. The outcome of the Stage 3 Review will conclude UCL’s consideration of the case and will be confirmed in the form of a Completion of Procedures letter.
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Source officielle de l'université ↗